MASHINIi

New York Mortgage Trust, Inc..

NYMT.US | Trusts, funds and similar financial entities

New York Mortgage Trust, Inc. is a real estate investment trust (REIT) that focuses on investing in mortgage-related assets. The company's investment portfolio primarily consists of residential mortgage-backed securities (RMBS), including those collateralized by adjustable-rate mortgages (ARMs), and...Show More

Ethical Profile

Mixed.

Is New York Mortgage Trust (NYMT.US) ethical? For worker respect, its 2024 CEO pay ratio was 18:1, with median employee pay at $220,000. Employee reviews are mixed; some note a family culture, others allege negative changes post-leadership shifts. NYMT maintains a Code of Conduct, whistleblower hotline, and majority-independent board, reportedly incurring no regulatory fines in three years. Its headquarters are LEED certified and Energy Star® labeled, contributing to a 'Low Risk' ESG rating from Sustainalytics, though critics note a 'Weak' management score for ESG risks. Broader environmental impact or fair lending initiatives lack specific data.

Value Scores

Better Health for All0
-100100
Fair Money & Economic Opportunity0
-100100
Fair Pay & Worker Respect20
-100100
Fair Trade & Ethical Sourcing0
-100100
Honest & Fair Business-40
-100100
Kind to Animals0
-100100
No War, No Weapons0
-100100
Planet-Friendly Business0
-100100
Respect for Cultures & Communities0
-100100
Safe & Smart Tech0
-100100
Zero Waste & Sustainable Products0
-100100

Better Health for All

0

New York Mortgage Trust (NYMT) is a real estate investment trust whose core business involves investing in mortgage-related assets.

1
This primary activity has no significant direct positive or negative health impact, leading to a neutral score for health_impact_core. There is no evidence of revenue from products with negative health outcomes, nor information on safety records, pricing of health products, or health data management. While NYMT participates in the U.S. Department of Housing and Urban Development Housing Choice Vouchers program and has a Housing Mobility Program aimed at promoting the well-being of low-income tenants by providing affordable housing, the extent of these programs relative to the company's overall operations is not quantified, preventing a positive score for health_impact_core, vulnerable_reach, or health_equity_programs.
2
The company's operations do not directly involve healthcare workforce development, preventative health measures, mental health initiatives, or health education in a way that aligns with the rubric's definitions for scoring. No evidence was found regarding health innovation investment, health externalities, or other health-specific KPIs that could be directly attributed to NYMT's core business or quantified for scoring.

Fair Money & Economic Opportunity

0

No evidence available to assess New York Mortgage Trust, Inc. on Fair Money & Economic Opportunity.

Fair Pay & Worker Respect

20

In 2024, the CEO pay ratio was 18:1, based on CEO Jason T. Serrano's total compensation of $3,905,297 and a median employee pay of $220,000.

1
No regulatory actions, violations, fines, or compliance issues related to labor laws have been mentioned in the provided articles.

Fair Trade & Ethical Sourcing

0

No evidence available to assess New York Mortgage Trust, Inc. on Fair Trade & Ethical Sourcing.

Honest & Fair Business

-40

The company has a third-party, anonymous whistleblower hotline and email address, and its Audit Committee Charter outlines procedures for handling confidential anonymous submissions.

1
However, there is no evidence of independent investigation processes or specific metrics on policy effectiveness. The Board of Directors consists of a majority of independent directors, but a specific percentage is not provided.
2
A Code of Business Conduct and Ethics is in place, which was amended in December 2013 to include more detailed descriptions of discrimination/harassment and confidentiality policies.
3
Grant Thornton LLP, an independent registered public accounting firm, provided audit reports incorporated by reference in the company's registration statement, time of sale disclosure package, and prospectus.
4

Kind to Animals

0

No evidence available to assess New York Mortgage Trust, Inc. on Kind to Animals.

No War, No Weapons

0

New York Mortgage Trust (NYMT) is a real estate investment trust (REIT) that focuses on mortgage-related assets. The company has no significant involvement in military contracting, controversial weapons, or small arms.

1
As such, it has no defense or arms-related activities in its core business, nor does it develop or sell dual-use products.
2
Consequently, there is no defense business for the board to oversee, no dual-use portfolio to screen, and no weapons red lines or exposure to controversial weapons to manage.
3
The company also has no mineral inputs in its products or services, no applicable technology development for peace tech investment, and no procurement from conflict-affected areas.
4
There is no evidence of exports, lobbying related to arms control, or operations in conflict regions.
5

Planet-Friendly Business

0

No quantitative data is available across the provided articles for any of the Planet-Friendly Business KPIs. Information regarding specific environmental metrics such as Scope 1, 2, 3 emissions, renewable energy usage, water consumption, or waste diversion rates is explicitly stated as missing or not provided.

1
While the company's headquarters is noted as LEED certified and Energy Star® labeled, there is no data on the percentage of all facilities that hold such certifications, preventing a score for that KPI.
2

Respect for Cultures & Communities

0

No specific, quantitative data points relevant to the 'Respect for Cultures & Communities' KPIs were found in the provided articles. The articles either focused on general ESG risk ratings, internal diversity metrics, or a housing mobility program, none of which provided the detailed, quantifiable information required by the rubric's community and cultural engagement metrics.

Safe & Smart Tech

0

No evidence available to assess New York Mortgage Trust, Inc. on Safe & Smart Tech.

Zero Waste & Sustainable Products

0

No specific, quantitative data related to waste diversion rates, product recyclability, packaging sustainability, recycled content, single-use plastic reduction, take-back programs, circular design, waste reduction initiatives, hazardous waste management, product durability, repairability, waste audit frequency, zero waste certifications, waste disposal violations, material efficiency, packaging-to-product ratio, waste reduction targets, supplier waste requirements, or customer waste education was found in the provided articles for New York Mortgage Trust, Inc. While the company's corporate responsibility report mentions 'waste reduction' as an environmental consideration, it provides no specific metrics or initiatives.

1
The company's headquarters is LEED certified and Energy Star® labeled, but these are not equivalent to zero waste certifications.
2

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AI-generated analysis based on publicly available data. Not financial advice. Ratings are expressions of opinion derived from automated models and may contain inaccuracies. See our Risk Disclosure for full details.